Notification of Major Holdings
1. Details of issuer
| Name: |
Brockhaus Capital Management AG |
| Street: |
Thurn-und-Taxis-Platz 6 |
| Postal code: |
60313 |
| City: |
Frankfurt am Main
Germany |
| Legal Entity Identifier (LEI): |
5299007DQ4OLATJQIX97 |
2. Reason for notification
| |
Acquisition/disposal of shares with voting rights |
| |
Acquisition/disposal of instruments |
| |
Change of breakdown of voting rights |
| X |
Other reason:
first time admission of shares to trading on an organized market |
3. Details of person subject to the notification obligation
Natural person (first name, surname): Cornelius Dr. Liedtke
Date of birth: 12 Oct 1941 |
Natural person (first name, surname): Elke Liedtke
Date of birth: 25 Apr 1940 |
Natural person (first name, surname): Cornelius Carl Liedtke
Date of birth: 06 March 1972 |
Natural person (first name, surname): Friederike Julia Neumann
Date of birth: 29 March 1976 |
4. Names of shareholder(s)
holding directly 3% or more voting rights, if different from 3.
Dr. Liedtke Vermögensverwaltung GmbH
|
5. Date on which threshold was crossed or reached:
6. Total positions
| |
% of voting rights attached to shares
(total of 7.a.) |
% of voting rights through instruments
(total of 7.b.1 + 7.b.2) |
Total of both in %
(7.a. + 7.b.) |
Total number of voting rights pursuant to Sec. 41 WpHG |
| New |
3.65 % |
0.00 % |
3.65 % |
9818058 |
| Previous notification |
n/a % |
n/a % |
n/a % |
/ |
7. Details on total positions
a. Voting rights attached to shares (Sec. 33, 34 WpHG)
| ISIN |
Absolute |
In % |
| |
Direct
(Sec. 33 WpHG) |
Indirect
(Sec. 34 WpHG) |
Direct
(Sec. 33 WpHG) |
Indirect
(Sec. 34 WpHG) |
| DE000A2GSU42 |
0 |
362344 |
0.00 % |
3.65 % |
| Total |
362344 |
3.65 % |
b.1. Instruments according to Sec. 38 (1) no. 1 WpHG
| Type of instrument |
Expiration or maturity date |
Exercise or conversion period |
Voting rights absolute |
Voting rights in % |
|
|
|
0 |
0.00 % |
| |
|
Total |
0 |
0.00 % |
b.2. Instruments according to Sec. 38 (1) no. 2 WpHG
| Type of instrument |
Expiration or maturity date |
Exercise or conversion period |
Cash or physical settlement |
Voting rights absolute |
Voting rights in % |
|
|
|
|
0 |
0.00 % |
| |
|
|
Total |
0 |
0.00 % |
8. Information in relation to the person subject to the notification obligation
| |
Person subject to the notification obligation is not controlled nor does it control any other undertaking(s) that directly or indirectly hold(s) an interest in the (underlying) issuer (1.). |
| X |
Full chain of controlled undertakings starting with the ultimate controlling natural person or legal entity: |
| Name |
% of voting rights (if at least 3% or more) |
% of voting rights through instruments (if at least 5% or more) |
Total of both (if at least 5% or more) |
| Dr. Liedtke, Cornelius / Liedtke, Elke / Liedtke, Cornelius Carl / Neumann, Friederike Julia |
% |
% |
% |
| Dr. Liedtke Vermögensverwaltung GmbH |
3.15 % |
% |
% |
| Futura Capitalis GmbH |
% |
% |
% |
| PBB Beteiligungen GmbH |
% |
% |
% |
9. In case of proxy voting according to Sec. 34 para. 3 WpHG
(only in case of attribution of voting rights in accordance with Sec. 34 para. 1 sent. 1 No. 6 WpHG)
Date of general meeting:
Holding total positions after general meeting (6.) after annual general meeting:
| Proportion of voting rights |
Proportion of instruments |
Total of both |
| % |
% |
% |
10. Other explanatory remarks:
Date
