|
Brockhaus Capital Management AG
Brockhaus Capital Management AG: Correction of a release from 20/07/2020 according to Article 40, Section 1 of the WpHG [the German Securities Trading Act] with the objective of Europe-wide distribution
30.07.2020 / 12:34
Dissemination of a Voting Rights Announcement transmitted by DGAP - a service of EQS Group AG.
The issuer is solely responsible for the content of this announcement.
Notification of Major Holdings
1. Details of issuer
| Name: |
Brockhaus Capital Management AG |
| Street: |
Thurn-und-Taxis-Platz 6 |
| Postal code: |
60313 |
| City: |
Frankfurt am Main
Germany |
| Legal Entity Identifier (LEI): |
5299007DQ4OLATJQIX97 |
2. Reason for notification
| |
Acquisition/disposal of shares with voting rights |
| |
Acquisition/disposal of instruments |
| |
Change of breakdown of voting rights |
| X |
Other reason:
first time admission of shares to trading on an organized market |
3. Details of person subject to the notification obligation
Natural person (first name, surname): Albert Büll
Date of birth: 26 Feb 1938 |
Natural person (first name, surname): Christa Büll
Date of birth: 19 Oct 1938 |
Natural person (first name, surname): Sabine Büll-Schröder
Date of birth: 23 Oct 1964 |
Natural person (first name, surname): Nathalie Büll-Testorp
Date of birth: 06 Jun 1969 |
4. Names of shareholder(s)
holding directly 3% or more voting rights, if different from 3. 5. Date on which threshold was crossed or reached:
6. Total positions
| |
% of voting rights attached to shares
(total of 7.a.) |
% of voting rights through instruments
(total of 7.b.1 + 7.b.2) |
Total of both in %
(7.a. + 7.b.) |
Total number of voting rights pursuant to Sec. 41 WpHG |
| New |
6.32 % |
0.00 % |
6.32 % |
9918058 |
| Previous notification |
n/a % |
n/a % |
n/a % |
/ |
7. Details on total positions
a. Voting rights attached to shares (Sec. 33, 34 WpHG)
| ISIN |
Absolute |
In % |
| |
Direct
(Sec. 33 WpHG) |
Indirect
(Sec. 34 WpHG) |
Direct
(Sec. 33 WpHG) |
Indirect
(Sec. 34 WpHG) |
| DE000A2GSU42 |
0 |
627260 |
0.00 % |
6.32 % |
| Total |
627260 |
6.32 % |
b.1. Instruments according to Sec. 38 (1) no. 1 WpHG
| Type of instrument |
Expiration or maturity date |
Exercise or conversion period |
Voting rights absolute |
Voting rights in % |
|
|
|
0 |
0.00 % |
| |
|
Total |
0 |
0.00 % |
b.2. Instruments according to Sec. 38 (1) no. 2 WpHG
| Type of instrument |
Expiration or maturity date |
Exercise or conversion period |
Cash or physical settlement |
Voting rights absolute |
Voting rights in % |
|
|
|
|
0 |
0.00 % |
| |
|
|
Total |
0 |
0.00 % |
8. Information in relation to the person subject to the notification obligation| |
Person subject to the notification obligation is not controlled nor does it control any other undertaking(s) that directly or indirectly hold(s) an interest in the (underlying) issuer (1.). |
| X |
Full chain of controlled undertakings starting with the ultimate controlling natural person or legal entity: |
| Name |
% of voting rights (if at least 3% or more) |
% of voting rights through instruments (if at least 5% or more) |
Total of both (if at least 5% or more) |
| Büll, Albert / Büll, Christa / Büll-Schröder, Sabine / Büll-Testorp, Nathalie |
% |
% |
% |
| Verwaltung ACB GmbH |
% |
% |
% |
| ABACON GmbH & Co. KG |
% |
% |
% |
| ABACON Invest GmbH |
6.32 % |
% |
6.32 % |
9. In case of proxy voting according to Sec. 34 para. 3 WpHG
(only in case of attribution of voting rights in accordance with Sec. 34 para. 1 sent. 1 No. 6 WpHG)
Date of general meeting:
Holding total positions after general meeting (6.) after annual general meeting: | Proportion of voting rights |
Proportion of instruments |
Total of both |
| % |
% |
% |
10. Other explanatory remarks:| Mit dieser Mitteilung wird gleichzeitig die Mitteilung der Verwaltung ACB GmbH, veröffentlicht am 20.07.2020,
zurückgenommen, da die Meldepflichtigen unter 3. die Verwaltung ACB GmbH gemeinsam beherrschen und deren
Mitteilung damit die Mitteilung der Verwaltung ACB GmbH ersetzt (§ 12 Abs. 2 WpAV). |
Date
30.07.2020 The DGAP Distribution Services include Regulatory Announcements, Financial/Corporate News and Press Releases.
Archive at www.dgap.de
|
